Trading Compliance

Software and services for the purpose of monitoring and ensuring business activities and functions are in line with trading regulations and laws enforced by various regulatory bodies.

Our Employee Personal Trading System can capture, report and monitor all of your employees' personal trading activities in the most efficient and cost-effective approach ensuring you are in ...
Many deal teams, investment and compliance professionals use Excel spreadsheets to manually track insider lists. These manual methods are unstructured, inefficient and error-prone.  ...
It’s important to manage potential conflicts of interest in investment banking deals. Control rooms or compliance departments need a proactive way to manage this process. MCO provides ...
MCO's Control Room Compliance Solution is an enterprise conflict of interest solution that provides an effective way for firms to manage the flow of sensitive information, review investment ...
Company: INDATA
iPM Trading™, INDATA’s broker and network-neutral OMS, links traders with portfolio managers, ...