Personal Trading Compliance

Our Employee Personal Trading System can capture, report and monitor all of your employees' personal trading activities in the most efficient and cost-effective approach ensuring you are in accordance with industry regulations and your firms' policies and procedures.

MCO’s Personal Trade Manager is part of the Know Your Employee (KYE) suite created to comprehensively address employee compliance. KYE is part of the MyComplianceOffice integrated platform that can automate compliance programs for supply chain and 3rd party operations (KYTP), and for transaction surveillance (KYT). These three interconnected suites with a central data center, cost-effectively address the challenge of Conflicts of Interest management and the risks of misconduct.

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Tags:
personal trading compliance, employee personal trades, employee personal trading activities, personal trading surveillance