âA critical aspect of any investment advisers business is the ability to comply with Investment Adviser Act requirements, which continue to evolve as mandated by current market conditions,â said Bill Mulligan, CEO of HedgeOp Compliance. âWith ComplianceTrak Adviser, traditional RIAâs can now leverage a multitude of tools and robust compliance functionality to fulfill their compliance infrastructure and demonstrate a culture of compliance to investors and regulators.â
The ComplianceTrak Adviser Platformâs dashboard serves as the centerpiece of a managerâs compliance infrastructure. Functionality such as instantaneous access to an interactive compliance calendar, Code of Ethics tracking, and reporting capabilities, enable compliance officers to monitor and report on compliance responsibilities simultaneously. Fully integrated with programs such as Outlook, Excel and PDF, the system serves as a simplified way to track activities and document the compliance process.
The ComplianceTrak Adviser Platform was built using the latest Microsoft .NET technology and provides a cutting edge solution that is hosted at a secure world-class data center. The Platform provides the ultimate end-user experience, requiring no software or hardware installation, and contains instructional and regulatory help text for end-users.