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Navigating KYC Requirements: The Nordics in Focus

11th December 2018

Part One: Global banking is currently undergoing regulatory, technological and operational metamorphosis and financial institutions in the Nordic region have not been unaffected. Download the paper today to discover more
A Ten-Year Analysis (2008-2018) of AML, KYC & Sanctions Fines

11th December 2018

A decade after the collapse of Lehman Brothers, regulators across the globe have levied nearly US$26 billion in monetary penalties for anti-money laundering and sanctions violations. In this paper, we will examine the evolution of financial crime enforcement worldwide, drawing on analyses of ten years of AML and KYC fines data.
Banking on the Cloud for Client Lifecycle Management

8th November 2017

Learn about the potential of cloud for Client Lifecycle Management, the benefits it can deliver to banks and key considerations when migrating from on-premise to cloud. More and more banks are now rapidly embracing deploying their regulatory applications on the cloud to take advantage of scalability, lower capital costs, ease of operations and...
Tackling the Regulatory Challenge: Leveraging CLM and RegTech

10th October 2017

A research paper from Finextra in association with Fenergo: Leveraging CLM and RegTech to Improve Efficiency and Customer Experience This new reasearch paper, based on a survey completed by more than 100 respondents from over 70 banks across 20 countries, shows that the ability of financial institutions to deliver smooth, streamlined and efficient...
Beneficial Ownership: Lifting the Corporate Veil in APAC

29th September 2017

The APAC region is home to over 40 different regulators with varying complex approaches to Anti Money Laundering (AML) regulation and client due diligence obligations. Download the paper to learn: -The current regulatory compliance status of the leading financial centres in APAC -What regulatory initiatives these countries have adopted post-Panama...
FinCEN Final Rule Best Practice

28th September 2017

Coming into force on May 11th, 2018, FinCEN’s Final Customer Due Diligence (CDD) Rule (i.e. FinCEN Final Rule) will bring in sweeping new changes to how financial institutions collect, maintain and act upon beneficial ownership information and conduct customer due diligence. Covered financial institutions must know who their customers are, where...
GDPR: A Game Changer for Managing Data & Regulatory Compliance

19th September 2017

On May 25th, 2018, the General Data Protection Regulation (GDPR) will come into full force impacting any bank in the world that stores or processes personal information on EU citizens. We explore the 10 biggest challenges GDPR may pose with respect to the end-to-end Client Lifecycle Process, spanning compliance, onboarding, data management, client...
KYC vs Data Protection ― The Next Compliance Hurdle

14th August 2017

In this paper, Laura Glynn examines how financial institutions can manage local jurisdictional KYC obligations and deal with complex security and data privacy requirements across jurisdictions. Highlights include: -global and cross-jurisdictional data protection laws and how these can be categorized into common themes -how data privacy laws are...
Regulatory Client Outreach & The Path to Compliance

14th August 2017

Given the number of new - and enhancements to existing - regulations planned over the next few years, financial institutions will come under increasing pressure. In this paper, we explore the core operational and internal challenges that currently make the process of Regulatory Client Outreach a logistical nightmare for financial institutions. We...
A Vision for Client Lifecycle Management: Connecting the Data

14th August 2017

In this paper Joe Dunphy, VP of Product Management at fenergo explores how Financial Institutions are spending more time, effort and money than is strictly necessary to manage regulatory data and documentation in compliance with a range of regulatory frameworks throughout the client lifecycle. Fenergo suggests how data and technology integration...