Whitepapers

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MiFID II - Key Issues for Investment Firms

5th October 2017

Company: DTracks Limited
The sheer breadth and complexity of MiFID II is astounding and that is why many investment firms throughout the EU are finding navigating through the MiFID II maze a significant challenge. This whitepaper will seek to summarise certain areas under MiFID II which form core functions for investment firms, namely investor protection, product... read more
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IRESS - MiFID II Costs and Charges - getting practical

4th October 2017

Company: IRESS
MiFID II will significantly change the way costs and charges are disclosed to investors, affecting all provide investment services. So if you are a financial planner, wealth manager, asset manager, discretionary manager or a stockbroker acting on behalf of retail investors you will need to disclose all associated costs and charges. We have laid... read more

Three things to think about when bringing chatbots into your bank

4th October 2017

Company: Auriga
Artificial intelligence (AI) is a hot topic, and companies everywhere are exploring how this technology can help to enhance the customer experience. The banking software company Auriga has published a whitepaper to explain what the financial industry needs to keep in mind when implementing AI-powered chat bots. As well as explaining the three key... read more
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Beneficial Ownership: Lifting the Corporate Veil in APAC

29th September 2017

Company: Fenergo
The APAC region is home to over 40 different regulators with varying complex approaches to Anti Money Laundering (AML) regulation and client due diligence obligations. Download the paper to learn: -The current regulatory compliance status of the leading financial centres in APAC -What regulatory initiatives these countries have adopted post-Panama... read more
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FinCEN Final Rule Best Practice

28th September 2017

Company: Fenergo
Coming into force on May 11th, 2018, FinCEN’s Final Customer Due Diligence (CDD) Rule (i.e. FinCEN Final Rule) will bring in sweeping new changes to how financial institutions collect, maintain and act upon beneficial ownership information and conduct customer due diligence. Covered financial institutions must know who their customers are, where... read more

MiFID II Transaction Reporting: Be in Control

21st September 2017

Company: AutoRek
To fully comply with MiFID II Transaction Reporting, companies have to demonstrate that they have full oversight and control of the full trade life cycle. AutoRek can assist you with complying with the Regulatory Technical Standards (RTS) by creating a control framework that will monitor all trades and escalate issues to the right people both... read more
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Finding Flow: The Case for Electronification in OTC Markets

20th September 2017

Company: Numerix
In this white paper, Robert Gray, Sales Manager for Numerix’s EMEA region, discusses the confluence of factors that have significantly influenced trading electronification. By downloading the paper, you can gain extraordinary facts and perspectives on: • The forces behind the launch of electronic trading platforms • The evolution of... read more
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The Rise of xVA and How It Transformed an Entire Industry

20th September 2017

Company: Numerix
In this white paper, Satyam Kancharla, Chief Strategy Officer at Numerix, brings to light how xVAs have become the posterchild for risk-informed decision making and the key to unlocking trade profitability across capital markets. He addresses the following issues, among others: How xVA became a transformational force for OTC derivatives... read more
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GDPR: A Game Changer for Managing Data & Regulatory Compliance

19th September 2017

Company: Fenergo
On May 25th, 2018, the General Data Protection Regulation (GDPR) will come into full force impacting any bank in the world that stores or processes personal information on EU citizens. We explore the 10 biggest challenges GDPR may pose with respect to the end-to-end Client Lifecycle Process, spanning compliance, onboarding, data management, client... read more
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Webinar - Fast Data in FinServ: Key Trends to Maintain a Competitive Edge

19th September 2017

Company: VoltDB
How can financial services institutions manage uncertainty, innovate with technology, and maintain relevance in an increasingly competitive marketplace? Find out, as leaders from VoltDB dig into some of the key trends financial services companies should be aware of to maintain a competitive edge – all using fast data. Join our webinar... read more