The Regulatory Space

06 Jul 2018
Company
Date submitted
06 Jul 2018
Resource type
Video
File type
Web page Web page
The FRC Assurance Standard covers the work that auditors need to undertake when reporting to the FCA on the compliance by financial services firms with the FCA’s CASS rules. The FCA expect better recordkeeping and record retention to prove controls are in place, operating effectively and that clients are indeed protected.
But what does that mean for your firm? Watch our latest 60 second video to find out!
To access white papers, case studies and best practices. Please sign up to become a member of bobsguide. If you are already a member please log in.
Enter your email address
Password
Remember my email address